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Search Keyword u.s. securities

Total: 3 results found.

1. SEC to Pursue Charges Against BofA
(Matching tags: Bank of America,U.S. Securities and Exchange C,Banks)
... purchase Merrill Lynch & Co. late last year. The SEC and BofA reached a settlement on the charges last month that required the bank to pay a $33 million fine. But U.S. District Judge Jed Rakoff rejected ...
Tuesday, September 22, 2009
2. Bank of America $33 Million Settlement
(Matching tags: U.S. Securities and Exchange C,Banks)
Viewing the settlement as too lenient, Federal District Judge Jed S. Rakoff did not approve the $33 million deal between the SEC and Bank of America. From Douglas A. McIntyre, Newsweek: Federal District ...
Tuesday, September 15, 2009
3. The Man With the Tan Won’t Go to the Can
(Matching tags: Justice Litle,Safe Haven Investor,U.S. Securities and Exchange C)
Last week the SEC made much of Angelo Mozilo, the very tan (and very disgraced) co-founder of Countrywide. But Mozilo won’t see a jail cell – and he might not even pay any fines. Oh well... But the goat, ...
Tuesday, June 09, 2009

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